Affidavit of No Prosecution Form Sample

UNITED STATES
OF
AMERICA
SECURITIES
AND EXCHANGE
COMMISSION
NON-PROSECUTION AGREEMENT
1.
In connection with an investigation relating to financial fraud at Carter's, Inc. that
occurred between at least 2004 and 2009 ("Investigation"), the Division
of
Enforcement
("Division")
of
the United States Securities and Exchange Commission ("Commission")
and Carter's, Inc. ("Respondent") enter into their non-prosecution agreement
("Agreement") on the following terms and conditions:
COOPERATION
2.
The Respondent, a corporation organized and operating under the laws
of
Delaware, agrees to cooperate fully and truthfully in the Investigation and any other
related enforcement litigation or proceeding to which the Commission is a party (the
"Proceedings"), regardless
of
the time period in which the cooperation
is
required. In
addition, the Respondent agrees to cooperate fully and truthfully, when directed by the
Division's staff, in an official investigation or proceeding by any federal, state, or self-
regulatory organization ("Other Proceedings"). The full, truthful, and continuing
cooperation
of
the Respondent shall include, but not be limited to:
a.
producing, in a responsive and prompt manner, all non-privileged
documents, information, and other materials to the Commission as requested by the
Division's staff, wherever located, in the possession, custody, or control
of
the
Respondent; and
b.
using its best-efforts to secure the full, truthful, and continuing
cooperation, as defined in Paragraph 3,
of
current and former directors, officers,
employees and agents, .including making these persons available, when requested to do
so
by the Division's staff, at its expense, for interviews and the provision
of
testimony in the
investigation, trial and other judicial proceedings in connection with the Proceedings or
Other Proceedings.
3. The full, truthful, and continuing cooperation
of
each person described in
Paragraph 2 above will be subject to the procedures and protections
of
this paragraph,
and shall include, but not be limited to:
a.
producing all non-privileged documents and other materials as requested
by the Division's staff;
b.
appearing for interviews, at such times and places, as requested by the
Division's staff;
c.
responding to all inquiries, when requested to do so by the Division's
staff, in connection
with the Proceedings or Other Proceedings; and
1
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